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Stephen Michael Hodulik

Cowen AND Co.

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About Stephen Michael Hodulik

Stephen Michael Hodulik is a registered representative with Cowen AND Co., located in Stamford, Connecticut. Stephen has been in the securities industry since February 5, 1992. He is licensed to sell securities in Connecticut and New York. Stephen holds Series 3, 7, 9, 10, 63 and 65 licenses.

Firm Information

Stephen Hodulik is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Hodulik’s Registration & Firm History

CT

09/26/2023 - Present

Cowen AND Co. (Stamford CT)

NY

05/25/1995 - 10/16/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/06/1991 - 07/12/1993

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

01/23/1990 - 04/03/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/21/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/01/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/05/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/1993

Series 3 - National Commodity Futures Examination

BC

Issued 01/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Michael Hodulik.
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