linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephen Michael Hatton

Avantax Investment Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephen? Claim Your Profile

About Stephen Michael Hatton

Stephen Hatton is a financial advisor with Avantax Investment Services, Inc. located in Dallas, Texas. Stephen has over 30 years of experience in the financial services industry. He is a Series 6, 7, 63 and 65 licensed professional and also holds the SIE certification. Stephen's areas of expertise include securities, investment company products and variable contracts.

Firm Information

Stephen Hatton is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephen Hatton’s Registration & Firm History

TX

10/13/2016 - Present

Avantax Investment Services, Inc. (DALLAS TX)

OH

12/06/2004 - 10/08/2015

OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)

NY

01/15/2003 - 12/03/2004

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

CT

05/29/2001 - 12/03/2002

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

RI

02/18/1998 - 04/20/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

02/08/1993 - 02/18/1998

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

RI

11/20/1990 - 01/28/1993

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

Not sure if Stephen Michael Hatton is right for you?

Licenses & Designations

IA

Issued 12/02/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/18/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/1992

Series 7 - General Securities Representative Examination

BC

Issued 11/19/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Hatton.
Not sure if Stephen Michael Hatton is right for you?