Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Harrison is a financial advisor with LPL Financial LLC. Stephen is a registered investment advisor in 29 states and holds the Series 6, 7, 63 and 66 licenses. Stephen has over 25 years of experience in the financial services industry and has a strong track record of helping clients reach their financial goals. Stephen specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses. Stephen has a passion for helping clients achieve their financial goals and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
06/23/2006 - Present
LPL Financial LLC (RICHMOND VA)
VA
12/19/2002 - 06/27/2006
MUTUAL SERVICE CORPORATION (COLONIAL HEIGHTS VA)
CA
09/26/2001 - 12/20/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
07/29/1998 - 09/06/2001
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
CA
10/03/1997 - 06/19/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 06/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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