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Stephen Michael Gegorek

Falcon Financial

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About Stephen Michael Gegorek

Stephen Michael Gegorek is an active financial advisor, licensed and registered in both North Carolina and South Carolina. Stephen Michael Gegorek has been in the financial services industry since 2015 and holds the Series 66, Series 7 and SIE licenses. Stephen Michael Gegorek works for Falcon Financial, a Registered Investment Advisor, based in Salisbury, North Carolina. Stephen Michael Gegorek provides advisory services for high-net-worth individuals and other individuals.

Firm Information

Stephen Gegorek is currently registered with Falcon Financial. Falcon Financial is a financial advisor with 4 licensed agents, 3 investment advisor representatives, and 1 registered representative. They provide financial planning, educational seminars, selection of other advisors, and portfolio management for individuals. The firm manages approximately $64,307,569 in assets for 483 clients, primarily individuals. They also serve high net worth individuals.

$64.31M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection of other advisors

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Stephen Gegorek’s Registration & Firm History

NC

01/12/2022 - Present

Falcon Financial (SALISBURY NC)

NC

02/01/2019 - 01/03/2022

HORNOR, TOWNSEND & KENT, LLC (CHARLOTTE NC)

NC

09/14/2015 - 02/19/2019

PARK AVENUE SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 01/12/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Gegorek.
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