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Stephen Michael Franko

Independence Capital CO., Inc.

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About Stephen Michael Franko

Stephen Franko is a registered investment advisor representative with Independence Capital Co., Inc. in Parma, Ohio. Stephen has been in the securities industry since July 18, 1993. Stephen has also been a registered insurance agent for over 20 years. Stephen is a Series 6, 7, 63 and SIE licensed professional.

Firm Information

Stephen Franko is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Franko’s Registration & Firm History

OH

02/04/2014 - Present

Independence Capital CO., Inc. (PARMA OH)

CA

09/24/1997 - 08/07/2000

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

OH

07/11/1997 - 09/26/1997

MFI INVESTMENTS CORP. (BRYAN OH)

MA

01/03/1997 - 08/05/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

01/03/1997 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

CA

05/29/1994 - 12/31/1996

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

MA

08/09/1991 - 06/19/1992

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

08/09/1991 - 06/19/1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 10/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1998

Series 7 - General Securities Representative Examination

BC

Issued 08/07/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Franko.
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