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Stephen Michael Foster

Fidelity Brokerage Services LLC

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About Stephen Michael Foster

Stephen Michael Foster is a financial advisor registered with Fidelity Brokerage Services LLC. Stephen has been in the industry since 1993. Stephen is registered with the Financial Industry Regulatory Authority (FINRA). Stephen has a Series 63, Series 7 and a SIE license. Stephen is registered in California, Kentucky, Massachusetts, Nevada, Ohio, Oregon, Utah and Washington. Stephen has also worked at Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services, Inc. in the past.

Firm Information

Stephen Foster is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Foster’s Registration & Firm History

MA

08/06/2002 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

RI

01/03/1998 - 08/06/2002

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

08/06/1992 - 07/30/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/17/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Michael Foster.
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