Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Ditaranto is an active investment advisor representative at RBC Capital Markets, LLC. Stephen has been in the financial industry since 1991, with previous experience at Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., and Dean Witter Reynolds Inc. Stephen holds Series 6, 7, 9, 10, 14, 63, 79TO, and SIE licenses and is licensed to provide investment advisory services in multiple states. Stephen's areas of expertise include portfolio management for individuals, businesses, and pooled investment vehicles. Stephen has specialized experience with public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital/operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/21/2020 - Present
RBC Capital Markets, LLC (Jersey City NJ)
NY
10/27/2016 - 09/16/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/11/2008 - 10/12/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/21/1995 - 03/11/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/05/1991 - 11/09/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/10/1991 - 11/14/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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