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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dipardo is a financial advisor with Commonwealth Financial Network, located in Providence, Rhode Island. Stephen has over 17 years of experience in the financial industry and has held various roles at firms such as Morgan Stanley and Banc of America Investment Services. Stephen is a registered representative and investment advisor representative in Rhode Island. He holds the Series 7, 9, 10, 24, 63, and 65 licenses. Stephen specializes in working with individuals, families, businesses, and retirement plans. Stephen is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
05/10/2024 - Present
Commonwealth Financial Network (Providence RI)
RI
06/01/2009 - 05/21/2024
MORGAN STANLEY (Providence RI)
RI
12/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
RI
06/04/2007 - 11/13/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
IA
Issued 03/02/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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