Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dings is a financial advisor with J.P. Morgan Securities LLC. Stephen is registered with the Securities and Exchange Commission (SEC) and with 53 states. Stephen has over 20 years of experience in the industry, including previous roles at RBC Capital Markets LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Tucker Anthony Incorporated. Stephen provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
11/16/2022 - Present
J.p. Morgan Securities LLC (Boston MA)
MA
02/08/2019 - 03/16/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
02/29/2008 - 11/06/2018
RBC CAPITAL MARKETS, LLC (BOSTON MA)
MA
09/19/2006 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (BOSTON MA)
MA
08/16/2004 - 08/14/2006
CIBC WORLD MARKETS CORP. (BOSTON MA)
NY
12/17/2001 - 08/03/2004
HARRIS NESBITT CORP. (NEW YORK NY)
MA
04/02/1998 - 03/17/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
01/20/1998 - 01/29/1998
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 02/20/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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