Unclaimed
Stephen Michael Dillender is a financial advisor registered with LPL Financial LLC. Stephen has been in the financial services industry since 1999. Stephen is a registered representative in Alabama, Arizona, Colorado, Illinois, Indiana, Iowa, Minnesota, Missouri, Tennessee, Texas, and Wisconsin. Stephen is also a registered investment advisor in Illinois, Indiana, Minnesota, and Texas. Stephen is a well-rounded professional with a variety of financial services experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/29/2010 - Present
LPL Financial LLC (ROCK ISLAND IL)
IL
11/26/1999 - 04/26/2010
PRUCO SECURITIES, LLC. (ROCK ISLAND IL)
IA
Issued 02/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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