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Stephen Michael Derosa

GWN Securities Inc.

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About Stephen Michael Derosa

Stephen Derosa is a financial advisor with over 16 years of experience in the industry. He has been with GWN Securities Inc. since 2014, where he specializes in financial planning and portfolio management for individuals. Stephen has a broad range of expertise, including market timing services and selection of other advisors. His past experience includes working with THE INVESTMENT CENTER, INC. and CETERA ADVISOR NETWORKS LLC. Stephen is registered with the state of New Jersey and holds a Series 6, Series 7, Series 63 and Series 65.

Firm Information

Stephen Derosa is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Stephen Derosa’s Registration & Firm History

FL

11/17/2014 - Present

GWN Securities Inc. (PALM BEACH GARDENS FL)

NJ

10/16/2013 - 12/10/2014

THE INVESTMENT CENTER, INC. (WARREN NJ)

NJ

04/30/2007 - 08/02/2013

CETERA ADVISOR NETWORKS LLC (EDISON NJ)

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Licenses & Designations

IA

Issued 04/18/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2016

Series 7 - General Securities Representative Examination

BC

Issued 04/27/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Michael Derosa.
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