Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Conn is a financial professional with extensive experience in the industry, starting his career in 2002. Stephen has held positions at reputable firms like Jefferies LLC, Citigroup Global Markets Inc. and currently at Cantor Fitzgerald & Co.. Stephen holds Series 7, Series 7TO, Series 16, Series 24, and SIE licenses and is actively registered with FINRA. Stephen has a strong track record of success and is committed to providing clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
05/10/2011 - 10/21/2021
JEFFERIES LLC (NEW YORK NY)
NY
01/31/2008 - 01/13/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/15/2001 - 12/31/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/15/2022
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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