Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Collins has been in the financial services industry since 1993. Stephen is currently registered with LPL Financial LLC in both Pennsylvania and Iowa. Stephen is a Registered Representative, holding Series 6, 7, 24, and 66 licenses. Stephen has previously been registered with CUNA BROKERAGE SERVICES, INC., LIBERTY SECURITIES CORPORATION, FIRST UNION BROKERAGE SERVICES, INC., and THE LINCOLN NATIONAL LIFE INSURANCE COMPANY. Stephen offers financial planning, portfolio management, and investment advisory services to a variety of clients, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
05/18/2022 - Present
LPL Financial LLC (Waverly IA)
IA
11/08/2000 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
02/12/1999 - 10/18/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NC
05/01/1998 - 02/05/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
04/01/1996 - 05/01/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IN
04/29/1994 - 04/02/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/29/1994 - 04/02/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
10/26/1993 - 03/30/1994
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 05/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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