Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bowden is a financial advisor with LPL Financial LLC, based in Lakewood, Washington. Stephen has been in the industry since 1982. Prior to joining LPL Financial LLC, Stephen was a financial advisor with Cantella & Co., Inc. Stephen holds a Series 63 license and is also a Series 66 holder, along with a Series 7, Series 3, Series 5, Series 9, Series 10, and Series 15 licenses. Stephen Bowden has been a registered representative with several other firms, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Dean Witter Reynolds Inc., and Prudential-Bache Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
11/29/2022 - Present
LPL Financial LLC (LAKEWOOD WA)
WA
03/02/2011 - 11/30/2022
CANTELLA & CO., INC. (LAKEWOOD WA)
WA
07/17/2009 - 02/24/2011
EK RILEY INVESTMENTS, LLC (LAKEWOOD WA)
WA
06/01/2009 - 08/11/2009
MORGAN STANLEY SMITH BARNEY (TACOMA WA)
WA
02/25/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TACOMA WA)
NY
12/04/1989 - 02/29/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/04/1987 - 12/08/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
03/30/1982 - 09/10/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 08/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 12/22/1987
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/1982
Series 5 - Interest Rate Options Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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