Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Bennett is a financial advisor with Mischler Financial Group, Inc. Stephen has been in the financial services industry since 1999. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, Series 79TO, and Series 99TO licenses. Stephen is also registered in California, Colorado, and Washington. Stephen has experience with Wells Fargo Securities, LLC, Stifel, Nicolaus & Company, Incorporated, ICBA Securities, and Vining Sparks.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/03/2019 - Present
Mischler Financial Group, Inc. (Denver CO)
CO
06/28/2016 - 07/26/2018
WELLS FARGO SECURITIES, LLC (DENVER CO)
CO
04/03/2014 - 07/28/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENVER CO)
CO
01/26/2000 - 04/01/2014
ICBA SECURITIES (BOULDER CO)
CO
04/23/1999 - 04/01/2014
VINING SPARKS (BOULDER CO)
BC
Issued 05/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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