Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Michael Angelis has over 30 years of experience in the financial services industry. Stephen has a proven track record of success in providing investment advice and financial planning services to individuals, families, and businesses. Stephen is a registered representative of LPL Financial LLC and a Registered Investment Advisor. Stephen holds the Series 7, Series 24, Series 63 and Series 66 licenses. Stephen is committed to providing his clients with personalized financial solutions that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
01/02/2025 - Present
LPL Financial LLC (DUBLIN OH)
OH
10/27/2016 - 07/02/2021
LPL FINANCIAL LLC (HILLIARD OH)
NY
08/29/2014 - 11/16/2015
LPL FINANCIAL LLC (ITHACA NY)
NY
02/05/2014 - 06/25/2014
ENSEMBLE FINANCIAL SERVICES, INC. (ITHACA NY)
OH
11/30/2011 - 02/09/2012
LPL FINANCIAL LLC (COLUMBUS OH)
OH
06/05/2006 - 12/22/2009
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MA
01/27/2005 - 04/28/2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
NC
08/12/2002 - 12/31/2004
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
03/02/1988 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
02/02/1987 - 01/01/1988
SHERWOOD CAPITAL, INC.
NA
03/20/1986 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 01/13/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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