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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mehdi Hakim is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Kingston, NY. Stephen has been in the financial services industry for 37 years and has a broad range of experience in various areas of the financial services industry. His expertise includes financial planning, pension consulting, and portfolio management for businesses and individuals. Stephen has held positions with several firms, including Robert Thomas Securities, Inc., Royal Alliance Associates, Inc., A. G. Edwards & Sons, Inc., Prudential-Bache Securities Inc., and IDS Marketing Corporation. Stephen holds the Series 7, Series 6, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
07/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Kingston NY)
FL
10/21/1994 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
AZ
05/22/1992 - 10/26/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MO
12/03/1990 - 05/26/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
12/12/1986 - 12/04/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
11/19/1985 - 12/22/1986
IDS MARKETING CORPORATION
BC
Issued 11/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/6/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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