Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Maxwell Sherline is a financial advisor at Ameriprise Financial Services, LLC, with over 20 years of experience in the industry. Stephen has a broad range of experience, including working at Unionbanc Investment Services, LLC, Fifth Third Securities, Inc., A. G. Edwards & Sons, Inc., Salomon Smith Barney Inc., Lehman Brothers Inc., and Hibbard Brown & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/14/2024 - Present
Ameriprise Financial Services, LLC (Los Angeles CA)
CA
10/25/2011 - 03/20/2014
UNIONBANC INVESTMENT SERVICES, LLC (BEVERLY HILLS CA)
OH
08/06/2002 - 08/12/2011
FIFTH THIRD SECURITIES, INC. (TOLEDO OH)
MO
03/16/2001 - 08/09/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/31/1993 - 03/12/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/20/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/24/1992 - 07/28/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 03/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/14/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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