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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mattison Bliss is a financial advisor with over 38 years of experience in the industry. Stephen has a broad range of experience, having worked at several firms, including Raymond James & Associates, The Williams Capital Group, L.P., and Nutmeg Securities, LLC. Stephen is currently a registered representative with Morgan Stanley, where they focus on providing financial planning and investment management services to individuals, families, and businesses. Stephen holds the Series 7, Series 24, Series 55, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
08/31/2021 - Present
Morgan Stanley (New Haven CT)
ME
01/30/2017 - 09/08/2021
RAYMOND JAMES & ASSOCIATES, INC. (Portland ME)
CT
02/26/2009 - 03/14/2016
THE WILLIAMS CAPITAL GROUP, L.P. (WESTPORT CT)
CT
06/11/2003 - 03/10/2009
NUTMEG SECURITIES, LLC (NORWALK CT)
NY
10/10/2001 - 09/23/2002
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
07/07/1992 - 05/25/2001
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
04/30/1991 - 07/01/1992
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
09/06/1984 - 04/30/1991
MABON, NUGENT & CO.
NA
12/01/1981 - 09/24/1984
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 10/11/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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