Unclaimed
Stephen Sullivan is a financial advisor currently registered with Allstate Financial Advisors, LLC. Stephen has been working in the financial industry since February 6, 2011. Stephen is registered with the state of New Jersey as a Registered Representative and Investment Advisor Representative. Stephen has a total of 6 approved state registrations, including Florida, Maine, New Hampshire, New Jersey, New York and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
NJ
04/18/2012 - Present
Allstate Financial Advisors, LLC (WESTWOOD NJ)
NJ
06/14/2010 - 08/23/2011
METLIFE SECURITIES INC. (CRANFORD NJ)
IA
Issued 11/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Sullivan is the right advisor for you? Invested Better is here to help.