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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen McKenzie is an investment advisor representative registered with Ameriprise Financial Services, LLC in Charleston, SC. Stephen McKenzie is a financial professional with over 30 years of experience. Stephen McKenzie has worked with a variety of firms throughout their career, including Comerica Securities, Wells Fargo Clearing Services, LLC, Capital Investment Group, Inc., and UVEST Investment Services. Stephen McKenzie holds Series 6, 7, 9, 10, 24, 31, and 63 licenses as well as the SIE exam. Stephen McKenzie provides investment advice and financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
11/03/2023 - Present
Ameriprise Financial Services, LLC (Charleston SC)
MI
06/23/2023 - 11/03/2023
COMERICA SECURITIES (DETROIT MI)
SC
04/05/2023 - 06/23/2023
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE SC)
NC
07/29/2021 - 04/06/2023
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NC
09/11/2003 - 06/07/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
02/08/2000 - 09/03/2003
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NC
08/20/1997 - 02/03/2000
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NA
08/01/1995 - 09/05/1997
BB&T INVESTMENT SERVICES OF SOUTH CAROLINA, INC.
PA
11/21/1996 - 02/19/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NC
07/03/1995 - 09/08/1995
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/25/1993 - 07/03/1995
SOUTHERN NATIONAL INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
05/01/1990 - 01/25/1993
JMC FINANCIAL CORPORATION (BOSTON MA)
NY
04/07/1989 - 03/26/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NY
07/26/1988 - 04/20/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/25/1986 - 08/09/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/20/1984 - 08/31/1984
FIRST INVESTORS CORPORATION
BOTH
Issued 10/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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