Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Matthew Hughes is a registered investment advisor representative with Valic Financial Advisors, Inc. Stephen has been in the industry since 1991 and holds a Series 7, 63, 24 and SIE license. Stephen has been with Valic Financial Advisors, Inc since March 1999. Stephen is registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Stephen specializes in Portfolio Management for Individuals, Selection of other advisers and Recommending wrap accounts to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/01/2022 - Present
Valic Financial Advisors, Inc. (HOUSTON TX)
TX
12/10/2013 - 03/23/2017
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
TX
01/28/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IL
01/13/1998 - 11/15/2000
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
NA
06/20/1996 - 12/03/1997
INDEPENDENT FINANCIAL SECURITIES, INC.
OR
01/22/1996 - 06/11/1996
U.S. BANCORP SECURITIES (PORTLAND OR)
CA
04/27/1994 - 12/31/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
WI
11/15/1990 - 10/18/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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