Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dungy is a financial advisor who is registered with Empower Advisory Group, LLC. Stephen has been in the industry since May 4, 2014 and is currently registered as a Registered Representative (RA) in Texas. Previously, Stephen was a financial advisor with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and Edward Jones. Stephen holds the Series 7 and Series 66 licenses, and the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
05/02/2024 - Present
Empower Advisory Group, LLC (Krugerville TX)
TX
07/23/2015 - 04/04/2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Lewisville TX)
TX
03/11/2014 - 06/24/2015
EDWARD JONES (AUBREY TX)
BOTH
Issued 04/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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