Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Duganieri is an investment advisor representative at Transamerica Retirement Advisors, LLC. Stephen has been working in the securities industry since April 2008. Stephen has the following licenses: Series 6, Series 63, Series 65, and SIE. Stephen has been registered with Transamerica Retirement Advisors, LLC since September 2022. Previously, Stephen was registered with Nationwide Investment Services Corporation, MML Distributors, LLC, Hartford Securities Distribution Company, Inc., Mutual of America Life Insurance Company, Mutual of America Securities Corporation, and MetLife Securities Inc. Stephen is a specialist in providing financial and retirement planning services to individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/07/2022 - Present
Transamerica Retirement Advisors, LLC (Riverview FL)
OH
07/27/2018 - 08/19/2022
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MA
02/26/2013 - 05/11/2018
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
12/20/2012 - 01/23/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
NY
09/08/2010 - 12/07/2012
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (JERICHO NY)
NY
09/08/2010 - 12/07/2012
MUTUAL OF AMERICA SECURITIES CORPORATION (JERICHO NY)
NY
11/22/2007 - 08/24/2010
METLIFE SECURITIES INC. (HAUPPAUGE NY)
IA
Issued 10/12/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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