Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dimaio is a financial advisor with Brookfield Oaktree Wealth Solutions LLC. Stephen has been in the industry since 1992 and has experience in a variety of financial services. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/07/2022 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
MA
06/07/2004 - 02/17/2022
DWS DISTRIBUTORS, INC. (BOSTON MA)
MA
12/13/1999 - 05/19/2004
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
06/14/1999 - 12/14/1999
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
MA
03/01/1995 - 05/14/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
04/24/1992 - 03/01/1995
COLONIAL INVESTMENT SERVICES
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/10/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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