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Stephen Matthew Dahlke

Capstone Partners

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About Stephen Matthew Dahlke

Stephen Matthew Dahlke is a financial professional with over 22 years of experience in the financial services industry. Stephen has a broad range of experience in the industry, having worked at a variety of firms including Huntington Securities, Inc. and The Huntington Investment Co., before joining Capstone Partners in 2022. Stephen has a strong background in investment management and has held various licenses and registrations including Series 7, 24, 52TO, 53, and 63.

Firm Information

Stephen Dahlke is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Dahlke’s Registration & Firm History

MA

07/14/2022 - Present

Capstone Partners (BOSTON MA)

OH

10/01/2012 - 10/26/2012

J.P. MORGAN SECURITIES LLC (COLUMBUS OH)

OH

10/06/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)

CA

01/16/2008 - 10/26/2010

UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)

CA

09/21/2001 - 01/10/2008

WAMU INVESTMENTS, INC. (IRVINE CA)

CA

02/02/1995 - 11/30/1995

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

CO

01/20/1995 - 01/30/1995

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 11/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/29/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/12/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Matthew Dahlke.
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