Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Benotti is a financial advisor with over 25 years of experience in the industry. Stephen currently works for Wells Fargo Clearing Services, LLC, where he has been a registered representative since July 2001. Prior to joining Wells Fargo Clearing Services, LLC, Stephen worked for UBS PaineWebber Inc, Brokers Transaction Services, Inc., Fidelity Investments Institutional Services Company, Inc., and PaineWebber Incorporated. Stephen offers a variety of financial services to individuals and businesses, including financial planning, investment management, and portfolio management. Stephen has a strong background in the financial industry and is committed to providing his clients with personalized, comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/13/2001 - Present
Wells Fargo Clearing Services, LLC (THE WOODLANDS TX)
NJ
01/21/2000 - 08/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
TX
05/07/1997 - 12/31/1998
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
RI
03/26/1996 - 07/17/1996
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NJ
12/17/1993 - 11/21/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 01/31/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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