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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Martin Kapp is a financial advisor with Osaic FA, Inc. located in BLUE BELL, PA. Stephen has been working in the financial industry since 2014. Stephen is registered with FINRA and has been actively involved in the financial sector. Stephen holds the Series 7, Series 24 and Series 63 licenses, along with the SIE designation, and is currently registered to offer securities in Pennsylvania. Stephen specializes in working with individuals, families, and businesses. Osaic FA, Inc. is an SEC registered investment adviser offering a wide array of advisory services to individual and institutional clients. The firm provides retirement planning, financial planning, portfolio management for individuals and businesses, and educational seminars. Stephen and Osaic FA, Inc. work to meet the financial needs of their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
12/20/2021 - Present
Osaic FA, Inc. (BLUE BELL PA)
PA
07/20/2017 - 12/13/2021
PERSHING LLC (KING OF PRUSSIA PA)
PA
02/19/2014 - 07/13/2017
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
BC
Issued 11/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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