Unclaimed
Stephen Martin Hansen is a financial advisor with over 46 years of experience in the industry. Stephen has held positions at various firms, including LPL Financial LLC, Raymond James Financial Services, Inc., Securities America, Inc., and Equity Capital Corporation. Stephen is registered with the Securities and Exchange Commission and holds Series 1, 7TO, 24, 63, and 66 licenses. Stephen is currently registered to offer investment advisory services in Georgia, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/13/2023 - Present
LPL Financial LLC (FRANKLIN TN)
TN
05/27/2016 - 11/15/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Nashville TN)
AR
07/11/2001 - 06/07/2016
SECURITIES AMERICA, INC. (LITTLE ROCK AR)
AR
06/05/1999 - 05/15/2001
EQUITY CAPITAL CORPORATION (LITTLE ROCK AR)
AR
08/27/1998 - 10/15/1998
EQUITY CAPITAL CORPORATION (LITTLE ROCK AR)
AR
01/29/1991 - 10/31/1997
EQUITY CAPITAL CORPORATION (LITTLE ROCK AR)
NA
06/15/1983 - 12/31/1990
HH&H DEVELOPMENT CORPORATION
NA
07/12/1978 - 02/14/1983
E. F. HUTTON & COMPANY INC
NA
06/15/1974 - 08/23/1976
HARTFORD EQUITY SALES COMPANY INC.
NA
04/18/1973 - 08/20/1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
BOTH
Issued 03/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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