Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Wormeli has been in the financial services industry since 1992. He is a Certified Financial Planner® and is registered as a broker-dealer and investment advisor representative. Currently, Stephen Wormeli is associated with Raymond James Financial Services Advisors, Inc. He is a principal and has held this role since 2003. Stephen has over 30 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (BELLEVUE WA)
FL
02/21/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NJ
04/01/1996 - 02/25/1997
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
MO
08/03/1994 - 04/02/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
07/24/1993 - 08/04/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
07/30/1992 - 07/23/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 11/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/25/2003
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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