Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mark Seewer is an advisor who has been in the industry since January 1996. Stephen is currently registered with LPL Financial LLC in San Francisco, California. Stephen has held previous registrations with several firms including CUSO Financial Services, L.P., Wells Fargo Investments, LLC, CITICORP INVESTMENT SERVICES, WELLS FARGO SECURITIES INC., MARKETING ONE SECURITIES, INC., and GREAT WESTERN FINANCIAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/25/2024 - Present
LPL Financial LLC (SAN FRANCISCO CA)
CA
09/09/2009 - 03/14/2022
CUSO FINANCIAL SERVICES, L.P. (SAN FRANCISCO CA)
CA
01/05/2005 - 09/14/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
01/28/2004 - 01/03/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
10/25/1993 - 07/07/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
01/13/1992 - 10/25/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
CA
07/08/1991 - 01/09/1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 01/28/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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