Unclaimed
Stephen Raquet is a financial advisor with Truist Securities, Inc. Stephen has been in the financial services industry since May 2008 and has extensive experience in the field. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, and Series 57TO licenses. Stephen is also registered with the Securities and Exchange Commission (SEC) and holds a Series 63 license. Stephen is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/20/2023 - Present
Truist Securities, Inc. (DALLAS TX)
TX
05/22/2008 - 04/12/2023
RBC CAPITAL MARKETS, LLC (DALLAS TX)
BC
Issued 06/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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