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Stephen Mark Raquet

Truist Securities, Inc.

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About Stephen Mark Raquet

Stephen Raquet is a financial advisor with Truist Securities, Inc. Stephen has been in the financial services industry since May 2008 and has extensive experience in the field. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, and Series 57TO licenses. Stephen is also registered with the Securities and Exchange Commission (SEC) and holds a Series 63 license. Stephen is committed to providing his clients with the highest quality financial advice and service.

Firm Information

Stephen Raquet is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Raquet’s Registration & Firm History

TX

04/20/2023 - Present

Truist Securities, Inc. (DALLAS TX)

TX

05/22/2008 - 04/12/2023

RBC CAPITAL MARKETS, LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 06/11/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Mark Raquet.
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