Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Peer is a financial professional with over 40 years of experience in the industry. Stephen is currently registered as a Registered Representative with Cetera Investment Advisers LLC, a firm with over 6,600 registered representatives and over 100 Billion dollars in regulatory assets under management. Previously, Stephen held positions with several financial institutions including Voya Financial Advisors, Inc., Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and The Prudential Insurance Company of America. Stephen holds several securities licenses and is a Registered Investment Adviser in the state of New York. Stephen's professional experience includes financial planning, portfolio management, pension consulting, and educational seminars. Stephen provides financial services to individuals, businesses, high net worth individuals, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (ALBANY NY)
NY
07/07/2010 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (ALBANY NY)
NY
11/14/1999 - 07/09/2009
CHARLES SCHWAB & CO., INC. (ALBANY NY)
NY
10/20/1997 - 10/12/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
10/13/1982 - 09/05/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/29/1982 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 11/12/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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