Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mark Peer is a financial advisor with Cetera Investment Advisers LLC. Stephen is a registered investment advisor in New York. Stephen has been working in the financial services industry since 1982. Stephen has previously worked at VOYA FINANCIAL ADVISORS, INC., CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PRUCO SECURITIES CORPORATION. Stephen has a Series 6, Series 7, and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/29/2023 - Present
Cetera Investment Advisers LLC (ALBANY NY)
NY
07/07/2010 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (ALBANY NY)
NY
11/14/1999 - 07/09/2009
CHARLES SCHWAB & CO., INC. (ALBANY NY)
NY
10/20/1997 - 10/12/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
10/13/1982 - 09/05/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/29/1982 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 11/12/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/1997
Series 7 - General Securities Representative Examination
BC
Issued 4/3/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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