Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mark Nettler has been in the securities industry for over 22 years. Stephen is currently registered with ING Financial Markets LLC and has been registered with the firm since January 7, 2008. Stephen was previously registered with BNY Capital Markets INC. from December 7, 2000 to December 20, 2007. Stephen is a Series 7, Series 63, Series 79, and SIE licensed individual. Stephen is licensed in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/07/2008 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
12/07/2000 - 12/20/2007
BNY CAPITAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Nettler is the right advisor for you? Invested Better is here to help.
