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Stephen Mark Johnstone

Truist Securities, Inc.

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About Stephen Mark Johnstone

Stephen Johnstone is a financial professional with over 30 years of experience in the industry. Stephen is currently registered with Truist Securities, Inc. and has been with the firm since October 2017. Prior to joining Truist Securities, Inc., Stephen was employed by WELLS FARGO SECURITIES, LLC. Stephen has a wide range of experience in the financial services industry, including experience with WACHOVIA SECURITIES, LLC, FIRST UNION CAPITAL MARKETS CORP. and NESBITT BURNS SECURITIES INC.. Stephen holds Series 7, 63, 57TO, 99TO and SIE licenses and is registered in 52 states.

Firm Information

Stephen Johnstone is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Johnstone’s Registration & Firm History

NC

10/16/2017 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

07/01/2003 - 06/23/2017

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

09/02/1997 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

IL

01/04/1993 - 05/09/1997

NESBITT BURNS SECURITIES INC. (CHICAGO IL)

NA

10/09/1990 - 01/04/1993

HARRIS GOVERNMENT SECURITIES INC.

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Licenses & Designations

BC

Issued 12/05/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Mark Johnstone.
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