Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Guarente is a financial advisor registered with Roosevelt & Cross, Inc.. Stephen holds the Series 52 and SIE licenses. Stephen has been in the securities industry since October 15, 2003. Stephen is currently registered with the Financial Industry Regulatory Authority (FINRA) and Roosevelt & Cross, Inc. in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
10/16/2003 - Present
Roosevelt & Cross, Inc. (WARREN NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2003
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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