Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Cooper is a registered investment advisor representative with Bay Capital, a firm located in Tampa, FL. Stephen Cooper has been in the industry since 1984 and has a wide range of experience in investment advisory, insurance, and other business ventures. Stephen Cooper currently manages client portfolios using rule-based strategies that encompass very conservative income programs to more growth-oriented strategies. Stephen Cooper may use outside money managers to advise or manage portions of client portfolios.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/17/2012 - Present
BAY Capital (TAMPA FL)
AZ
11/19/1989 - 06/17/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/20/1989 - 12/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/19/1989 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NY
10/26/1984 - 04/26/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 03/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1985
Series 5 - Interest Rate Options Examination
BC
Issued 12/12/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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