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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bender is a financial advisor at Stifel, Nicolaus & Company, Inc. Stephen has been working in the financial industry since 1999. Stephen has experience in both the investment advisory and brokerage industries. Stephen has Series 7, 9, 10, 31, 63, and 65 licenses. Stephen is registered to conduct business in several states. Stephen provides financial planning, portfolio management, and educational seminars. Stephen specializes in working with high-net-worth individuals, corporations, and institutions. Stephen has a strong commitment to providing his clients with personalized financial advice. Stephen works hard to build lasting relationships with his clients and to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/20/2017 - Present
Stifel, Nicolaus & Company, Inc. (PITTSBURGH PA)
NC
07/01/2003 - 11/28/2017
WELLS FARGO CLEARING SERVICES, LLC (HICKORY NC)
NY
03/03/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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