Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Seligman is a registered representative with MML Investors Services, LLC, and has been in the industry since 1998. Stephen has licenses in both Broker/Dealer and Investment Advisor roles, and is currently registered in New Jersey and New York. Stephen has previously worked with Park Avenue Securities LLC, AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Stephen holds the Series 6, 7, 63, and 65 licenses, as well as the SIE. Stephen specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and retirement plans. Stephen also provides other advisory services, including selection of other advisors and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (New York NY)
NY
02/17/2000 - 06/21/2007
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
02/23/1998 - 02/16/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/23/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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