Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen November is a financial advisor with over 25 years of experience in the industry. Stephen is currently registered with Wells Fargo Clearing Services, LLC and has been affiliated with the firm since 2016. Stephen has also been registered with Wells Fargo Advisors LLC since 2009. Previously, Stephen was registered with Prudential Securities Incorporated and J. B. Hanauer & Co.. Stephen holds the Series 7, Series 63, and Series 65 licenses and the SIE exam. Stephen has expertise in a variety of areas, including retirement planning, investment management, and financial planning. Stephen works with a variety of clients, including individuals, families, businesses, and institutions. Stephen is committed to providing his clients with personalized financial advice that helps them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/02/2015 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
07/20/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/27/1996 - 07/06/1999
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 09/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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