Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Malfitano is an Investment Advisor Representative with j.p. Morgan Securities LLC. Stephen joined j.p. Morgan Securities LLC in November 2017. Stephen has been working in the securities industry since December 1990. Stephen has a Series 66, Series 53, Series 31, Series 7, and SIE licenses. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/03/2021 - Present
J.p. Morgan Securities LLC (WHITE PLAINS NY)
NY
06/01/2009 - 11/02/2017
MORGAN STANLEY (PURCHASE NY)
NY
10/08/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
VA
10/30/2002 - 07/06/2004
COMMUNITY BANKERS SECURITIES, LLC (RICHMOND VA)
NY
07/01/1998 - 10/31/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
12/23/1987 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NA
01/27/1987 - 01/29/1988
TAYLOR BYRNE SECURITIES, INC.
NA
12/04/1984 - 11/12/1986
LAIDLAW ADAMS & PECK INC.
NA
07/29/1981 - 01/03/1982
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
BOTH
Issued 11/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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