Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Schultz is a financial advisor with Osaic Wealth, Inc. Stephen has been in the financial industry since 2007. Stephen is registered in 15 states and has passed the Series 6, Series 63, Series 65 and SIE exams. Stephen is also registered in Idaho and Texas as an investment advisor representative (IAR). In addition to being registered with Osaic Wealth, Inc., Stephen has previously been registered with Pruco Securities, LLC, Client One Securities LLC, and Nationwide Investment Services Corporation. Stephen has experience working with high-net-worth individuals, corporations, and pension and profit-sharing plans. Stephen also offers financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
09/26/2024 - Present
Osaic Wealth, Inc. (BELLEVUE WA)
ID
05/15/2018 - 06/14/2021
PRUCO SECURITIES, LLC. (Boise ID)
CA
09/12/2017 - 05/14/2018
CLIENT ONE SECURITIES LLC (Pleasanton CA)
OH
10/30/2007 - 08/01/2016
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
IA
Issued 03/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Schultz is the right advisor for you? Invested Better is here to help.
