Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Sachs is a financial advisor who has been in the industry since 1998. He is currently registered with Goldman Sachs & Co. LLC and has previously been registered with several other firms. Stephen Sachs specializes in a variety of financial products and services, including securities, investment advisory services, and financial planning. He is registered in all 50 states and the District of Columbia. Stephen Sachs has a strong track record of providing excellent service to his clients and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
03/24/2015 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
MD
02/01/2012 - 03/03/2015
PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)
MD
07/11/2002 - 07/17/2009
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
FL
11/27/2000 - 07/03/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
09/30/1994 - 06/10/1996
FINANCIAL HORIZONS SECURITIES CORPORATION
NA
05/17/1994 - 09/30/1994
FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC.
NJ
10/23/1992 - 04/25/1994
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
OH
01/03/1992 - 10/23/1992
DIVERSIFIED CAPITAL MARKETS, INC. (COLUMBUS OH)
NA
06/17/1991 - 01/17/1992
OMNI CAPITAL MARKETS, INCORPORATED
BC
Issued 06/01/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1991
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Sachs is the right advisor for you? Invested Better is here to help.
