Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen M Parks is a financial advisor with Fidelity Brokerage Services LLC, located in WESTLAKE, TX. Stephen has been in the financial industry since 2007. Stephen holds the Series 6, 7, 9, 10, 26, and SIE licenses and the Series 63 registration. Stephen is registered with FINRA and has worked for Fidelity Investments Institutional Services Company, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/01/2008 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
04/09/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 05/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/23/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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