Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Norris is an investment advisor representative at McGowan Group Asset Management, Inc. Stephen has been in the industry since 2006, and has worked for Apex Clearing Corporation and Penson Financial Services, Inc. Stephen holds the Series 7, Series 55, Series 63, and Series 66 licenses. Stephen is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
02/22/2018 - Present
McGowan Group Asset Management, Inc. (DALLAS TX)
TX
06/06/2012 - 03/24/2015
APEX CLEARING CORPORATION (DALLAS TX)
TX
09/13/2006 - 08/01/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
BOTH
Issued 11/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2015
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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