Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Moss is a financial advisor with over 17 years of experience in the industry. Stephen is currently registered with Raymond James & Associates, Inc. and has previously worked with firms such as B. Riley Securities, Inc., Evercore Group L.L.C., International Strategy & Investment Group LLC, and Janney Montgomery Scott LLC. Stephen has a strong track record in providing investment advice and portfolio management services to individuals, businesses, and institutions. He is committed to providing personalized financial solutions that meet his clients' unique needs and goals. Stephen is a Series 7, Series 63, Series 86, and Series 87 licensed professional and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/17/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
09/21/2016 - 08/29/2022
B. RILEY SECURITIES, INC. (NEW YORK NY)
NY
12/22/2015 - 09/02/2016
EVERCORE GROUP L.L.C. (New York NY)
NY
10/31/2014 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
03/28/2012 - 11/18/2014
EVERCORE GROUP L.L.C. (New York NY)
PA
07/05/2004 - 11/30/2011
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
BC
Issued 10/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/10/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Moss is the right advisor for you? Invested Better is here to help.
