Unclaimed
Stephen M. Gallo is a financial advisor with Corebridge Capital Services, Inc. based in Woodland Hills, CA. Stephen has been in the financial services industry since November 22, 2014, and is registered with FINRA and the states of Indiana, Kentucky and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/09/2023 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
PA
11/07/2014 - 09/22/2023
PACER FINANCIAL, INC. (PAOLI PA)
BC
Issued 11/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/2014
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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