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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Carbaugh is an investment advisor representative at Ameriprise Financial Services, LLC. Stephen has been working in the financial services industry since 2018. Stephen has experience providing financial planning and investment management services to individuals and businesses. Stephen holds the Series 63, 66, and 26 licenses. Stephen has a strong commitment to providing personalized financial advice to help clients achieve their financial goals. Stephen is committed to providing exceptional client service and building lasting relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OR
06/09/2023 - Present
Ameriprise Financial Services, LLC (Clackamas OR)
OR
11/29/2021 - 06/13/2023
EDWARD JONES (HAPPY VALLEY OR)
OR
07/10/2020 - 12/13/2021
STANCORP EQUITIES, INC. (PORTLAND OR)
BOTH
Issued 01/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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