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Stephen M Audet

Thrivent Investment Management Inc.

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About Stephen M Audet

Stephen M. Audet is a financial professional with over 35 years of experience in the financial services industry. Stephen is currently a registered representative with Thrivent Investment Management Inc. in Minneapolis, MN. Stephen has held previous roles at MML Investors Services, LLC, Securian Financial Services, Inc., Hornor, Townsend & Kent, Inc., PML Securities Company, and Travelers Equities Sales, Inc. Stephen holds the Series 63, Series 24, SIE and Series 7 licenses. Stephen specializes in Financial Planning and Portfolio Management.

Firm Information

Stephen Audet is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Audet’s Registration & Firm History

MN

01/03/2024 - Present

Thrivent Investment Management Inc. (MINNEAPOLIS MN)

PA

10/17/2019 - 10/30/2023

MML INVESTORS SERVICES, LLC (NEWTOWN SQUARE PA)

NJ

08/10/2004 - 09/24/2019

SECURIAN FINANCIAL SERVICES, INC. (WALL NJ)

PA

02/22/1995 - 08/04/2004

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

DE

06/04/1992 - 02/21/1995

PML SECURITIES COMPANY (NEWARK DE)

CA

06/26/1987 - 06/02/1992

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 07/17/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen M Audet.
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