Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lynn Hayes is a financial advisor with Osaic Wealth, Inc., located in Milwaukee, WI. Stephen has been in the financial industry since 2008 and has held previous roles with SAGEPOINT FINANCIAL, INC., MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., and NEW ENGLAND SECURITIES. Stephen is licensed in several states and holds the Series 7, Series 6, Series 63, and Series 66 licenses. Stephen offers a range of services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
09/01/2023 - Present
Osaic Wealth, Inc. (MILWAUKEE WI)
WI
02/05/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (MILWAUKEE WI)
WI
03/25/2017 - 02/06/2018
MML INVESTORS SERVICES, LLC (Milwaukee WI)
WI
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Milwaukee WI)
WI
06/16/2008 - 01/02/2015
NEW ENGLAND SECURITIES (BROOKFIELD WI)
MN
12/05/1997 - 04/17/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/05/1997 - 04/17/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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